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What is FINRA?

What is FINRA?

The Financial Industry Regulatory Authority, or FINRA, is an independent regulator of securities firms in the United States. It is the largest organization of its type that works to provide oversight to the securities industry and to help with business dispute resolution. If you are involved in a securities dispute, it is important to find an attorney who has experience resolving securities complaints.

If your business requires FINRA arbitration, the Orange County commercial litigation attorneys at Daily Aljian can help. To learn more about the legal services we offer to business professionals, contact our offices today at 949-861-2524.